1. Introduction
Leadership within the African context can best be
described as quoted in the Chinese book “I Ching, or Chinese Book of
Changes”, (1971) “To become a centre of influence holding people
together is a grave matter and fraught with great responsibility. It
requires greatness of spirit, consistency, and strength. Therefore let
him who wishes to gather others about him ask himself whether he is
equal to the undertaking...” Leadership has several forms of agency:
1.1. Official power:
The
authority to instruct government machinery to carry out instructions is
the prime example. Hence, the leadership we expect is above all about
responsibility; requiring acceptance of the importance of one's
self-coupled with an appreciation of the greater importance of others
over oneself. Therefore, leadership entails liability for those who are
led - whereby, leadership becomes a discipline in its own right. There
is no set of techniques, rules, or series of commandments with which the
leader can arm themselves and be assured of success; nonetheless, they
must always interrelate, familiarize, change, and transform themselves.
1.2. Supremacy over dialogue:
Our
cabinet leaders are expected to develop the capacity, through their
statements and actions, including symbolic actions, to shape debate and
dialogue. Even when their formal power is limited, they can use their
access to the media and stature in society to influence what people talk
about. It is vital to recognize that, through either position or
personality, they have the power to impact on the world - to change it.
This, in fact, is the essence of leadership: the leader is one who does
not accept the limitations of a “given” situation or set of
circumstances, but uses the opportunity to transform such constraints
into new realities, and takes responsibility for the privilege.
1.3. Moral high ground:
An
inspiring ‘job description’ of our ministers must be not only the power
over discourse but also their ability to shape morality, to determine
what is socially acceptable, culturally sound and politically uplifting.
Indeed, leadership is more than a job; it is a calling.
1.4. Leaders operate at national and international levels:
The
international component may be particularly important here, given our
clear continen-tal African identity adopted under Emperor Haile
Sellasse. As custodian of African Unity, our leaders are expected to be
the role model for social change.
1.5. Leadership for human development and human security:
Political
leadership of human development and human security requires intimate
knowledge of public policy analysis, formulation, and management and
development of strategic plans and implementing them. We can identify
four main aspects to this:
• analysis, formulation and management of policy, strategy, process and organisation;
• obtaining policy consensus;
• ensuring that the public service can actually carry out policy, and not see it subverted or undermined;
•
ensuring that the policy is implemented with sufficient energy: this
implies mechanisms for monitoring and accountability: in addition, we
can identify some of the preconditions for effective public policy
measures against a major social ill:
o A set of technical and/or
policy measures that a state can utilise to tackle effectively the
specific social ill, with a package that works in the most basic
technical manner.
o Mechanisms to ensure that the technologies and/or
policies are adequately utilised, backed by legislation, administrative
commitment or other specific forms of sanctioning. There have to be
mechanisms for ensuring that institutions function, and political
processes for accountability.
o An ethical consensus, which rules
that this specific social ill is unacceptable, the policy must be
acceptable to the target group and the public;
This is especially
important in our continent when the policy imperatives involve trying to
change attitudes and behaviour of a national psyche that has rendered
the nation eternally dependent on international charity. Thus, our
leaders are on the one hand responsible for breaking the boundaries of
inward bound wisdom, of “common sense”, of patterns of thinking and
behaving, which, over the years, have built themselves into routines,
which pacify people to dormancy. On the other hand, they also have to
maintain continuity whilst simultaneously promoting change; such is the
nature of leadership ambiguity and contradiction that comes as part of
the same deal.
2. Leaders oversight is an important part of the policy making process.
Leaders
should ensure that the agreed policy is properly implemented and
delivered to the tar-get citizens by means of leaders' oversight. As to
Pelizzo et al (2006:8), “scholars have generally agreed on the fact that
effective oversight is good for the proper functioning of a democratic
political system. Effective oversight is beneficial for a political
system for, at least, two basic reasons (West and Cooper, 1989): ‘first,
because the oversight activity can actually contribute to improving the
quality of the policies/programs initiated by the government; second,
because as the government policies are ratified by the leadership
branch, such policies acquire greater legitimacy’”. Besides their
responsibility for the leadership process, leaders have a key function
in providing oversight of the government on behalf of the public
(Beetham, 2006:127). Through its core oversight function, leaders holds
the government to account on behalf of the people, ensuring that
government policy and action are both efficient and commensurate with
the needs of the public and leaders’ oversight is crucial in checking
excesses on the government (Yamamoto, 2007:6).
Studies have
underlined that the legislature may adopt several tools to oversee the
actions of the executives such as hearings in committees, hearings in
the plenary assembly, the creation of inquiry committees, leaders’
questions, question time, the interpellations and the ombudsman (Pelizzo
et al., 2006:8; Maffio, 2002 & Pennings, 2000). The key functions
of leaders’ oversight can be described as follows. At the core of this
function is the protection of liberties of citizens, to detect and
prevent abuse, arbitrary behaviour or unconstitutional conduct on the
part of the government and public agencies. It detects waste within the
machinery of public agencies. Thus, it can improve the efficiency,
economy and effectiveness of government operations and hold the
government to account in respect of how the taxpayers’ money is used.
Ensuring that that policies are actually delivered includes monitoring
the achievement of goals set by legislation and to improve the
transparency of operations and enhance public trust, which is itself a
condition of effective policy delivery.
However, as to Blackburn and
Kennon (2003:6) “the government is not the only source of in-put of
business for leaders. Much business originates from the opposition. The
inspiration for their input is largely found in general public opinion,
outside pressures or interest groups, newspapers, radio and television,
and in the minds and attitudes of millions of citizens represented in
the Com-mons by Members”. Leaders, therefore, finds itself the recipient
of a wide range of external pressures and proposals, broadly divided
between the governments on the one hand and the outside world - the
public on the other. The prerequisite for policy making process is the
existence of strong and competent leadership body. No country can have a
workable democracy, with adequate avenues for citizens to be heard and
without a vibrant and meaningful leadership (Ornstein, 1992:1).
Nonetheless,
in almost every nation around the world, there is a gap between
leadership powers to hold the executive to account (Power, 2012:16).
However, since recent times, optimistic practices have been emerging
even in the most criticized Sub-Saharan Africa. Joel Barkan (2009), in a
wide-ranging study of leadership development in Africa, suggests that
the situation is changing, with leaders evolv¬ing out of their role as
rubber stamps for the executive and becoming more effective as
watchdogs, policy-makers and representatives. Leaderships has to make
effort not only to promote the public participation in the policy making
process but also to perform representation functions.
The first and
foremost characteristic of a leadership is its intrinsic link to the
citizens of the nation or state – representation. In a representative
democracy, they act as the eyes, ears and voice of the people (Ornstein,
1992:2). The other dimension to constituency activity consists in
ensuring that local experience informs national policy-making. through
their interaction with voters, local MPs gain enormous expertise about
the impact of policy decisions and legislation at the local level. That
direct experience is often far greater that of the civil servants and
ministers responsible for drafting and implement¬ing legislation, but is
rarely used by leaders in any systematic fashion to shape legislation.
Instead, it is most frequently due to the initiative of individual
politicians that the experience of citizens is used as a policy resource
(Greg Power, 2012:66).
Leaders also need to have means of engaging
and influencing the public. Openness and being accessible to the voter
and taxpayer is a crucial feature of leaderships. Most leaders have
sought to improve their outreach in the basic provision of information,
especially through the development of visitors’ centers, open days and
events – based on the insight that, in order to interest people in the
leaders, there is no substitute for physical access. Because leaders’
outreach will ever physically touch only a small proportion of the
population, the key means for informing citizens about public affairs,
and a key channel of communication between leaders and public. In their
investigative role, the media have always been seen as a ‘watchdog’
against all kinds of abuse. How well they fulfil these functions is
vital for the quality of democratic life. Given the tendency for these
functions to become distorted, whether by executive partiality in a
state-controlled system, or by powerful economic interests in a
commercialized one, leaders have key democratic role in setting an
appropriate legal framework for the media, to ensure both their
independence and their diversity (Beetham, 2006:6).
Another essential
function of leaders in the policy making process is entertaining of
public petition. Any citizen or group of citizens may prepare and sign a
petition to the house on any matter in which the house has jurisdiction
to interfere (Blackburn & Kennon, 2003:380). They extend their
account by indicating that the petition must be presented to the house
by a member. Policy is nothing without budget allocation, hence, it is a
component of the policy making process. A law without a budget is
simply rhetoric and the budget-making process is as critical as the
lawmaking process (Hollister, 2007:7). The budget is the most important
economic policy tool of a government and provides a comprehensive
statement of the priorities of a nation. As the representative
institutions of the people, it falls to national leaderships to ensure
that the budget optimally matches a nation’s needs with available
resources. Effective leadership participation in the budget process
establishes checks and balances that are crucial for transparent and
accountable government to ensure efficient delivery of public services
(Wehner & Byanyima 2004:9).
Leaders’ 'power of the purse' is a
fundamental feature of democracy. The vast majority of democratic
constitutions require appropriations and taxation measures to be
approved by leaders in order to become effective. For this requirement
to be more than constitutional fiction though, leaders must ensure that
the revenue and spending measures it authorizes are fiscally sound,
match the needs of the population with available resources, and are
implemented properly and efficiently”. Its options are to approve or
reject the budget, to amend it, or, in a few cases, to substitute the
draft tabled by the executive with its own budget. In some countries,
the leadership passes separate legislation for appropriations and
changes to the tax code; in others, it considers a unified budget bill.
The exact form of leadership approval is less important than the fact
that it must be comprehensive. Principles of authorization of all public
spending & taxation ensures the ‘rule of law’ in public finance
(Ibid:1, 30-31).
Thus, leadership capacity here entails
conceptualization in global categories that are invested with varying
local meanings that are themselves in part actualization of trends in
international polilitical (and development) such as witnessed in
Singapore and the Tiger Economies.
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